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Financial Services

Communication Archiving

Moraph resells, implements and runs Smarsh as a managed service, so email, chat, collaboration and text messages are captured and kept in non-rewriteable, non-erasable storage as SEC Rule 17a-4 and FINRA rules require.

Moraph resells, implements and runs Smarsh as a managed service, so email, chat, collaboration and text messages are captured and kept in non-rewriteable, non-erasable storage as SEC Rule 17a-4 and FINRA rules require. We connect each channel, set retention and supervision policies with your compliance team, and watch every day for capture gaps. Your compliance staff review flagged messages and decide; we keep the archive complete and the evidence ready for examiners.

Industry
Financial Services
Type
Managed Ecosystem
Platform
Smarsh

Before you start

  • Your organization uses Communication Archiving as a managed platform from Moraph.
  • A Moraph client account in that organization, signed in.
  • For changes to the service: the administrator or technical contact role in the Moraph Portal.

Most common tasks

Getting started

What it is, what you need, and your first steps.

Reference

Definitions, settings, limits and lookup tables.

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